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CLSA LIMITED 中信里昂證券有限公司

SFC Licensed
SFC ID:AAB893
CCASS ID:B01138
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SFC licences & institution history

Currently licensed
SFC ID:AAB893

CLSA Limited

3 former names

  1. CL-Alexanders Laing & Cruickshank Securities (HK) Ltd

    Earlier period—1988.11.14

    SFC name change: 1988.11.14

    No SFO licence period listed under this name

  2. Credit Lyonnais Securities (Asia) Limited

    1988.11.14—2000.04.25

    SFC name change: 2000.04.25

    No SFO licence period listed under this name

  3. CLSA Limited

    2000.04.25—2013.12.02

    SFC name change: 2013.12.02

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  4. CLSA Limited

    2013.12.02—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 7
Licences of CLSA Limited (AAB893)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.08.17
TYPE 7Providing automated trading services
  • 2013.07.09—Present
TYPE 9Asset management
  • 2003.04.01—2004.08.17