SFC revokes licence of Samuel Mui Chok Wah, RO of KCG Securities Asia, bans him for 2 years
SFC
SFC, 19-May-2025
He last year pleaded guilty to stealing a wallet left on an ATM machine and received a sentence of 2 months in jail suspended for 3 years. We note that in the past, he's been an INED of 2 listed companies and the CFO or Company Secretary of several others.
Orgs
People
SFC revokes Mr Yuen Shing Kuen as responsible officer
SFC, 30-Jul-2009
Orgs
People
Topics
SFC revokes Mr Pang Keng Chan as responsible officer