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KCG SECURITIES ASIA LIMITED 寶通證券亞洲有限公司
SFC Licensed
SFC ID:
AGG778
CCASS ID:
B01734
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
-
C
Advising on securities
-
-
C
Asset management
-
2004-03-11
C
Asset management
2004-11-25
-
C
Dealing in futures contracts
2016-07-08
2016-12-01
C
Dealing in securities
-
-