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KCG SECURITIES ASIA LIMITED 寶通證券亞洲有限公司

SFC Licensed
SFC ID:AGG778
CCASS ID:B01734
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SFC licences & institution history

Currently licensed
SFC ID:AGG778

KCG Securities Asia Limited

2 former names

  1. YellowOnline.com.hk Limited

    Earlier period—2000.09.18

    SFC name change: 2000.09.18

    No SFO licence period listed under this name

  2. KCG Brokerage Limited

    2000.09.18—2001.03.30

    SFC name change: 2001.03.30

    No SFO licence period listed under this name

  3. KCG Securities Asia Limited

    2001.03.30—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 9
Licences of KCG Securities Asia Limited (AGG778)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2016.07.08—2016.12.01
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—2004.03.11
  • 2004.11.25—Present