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HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司

SFC Licensed
SFC ID:AOK809
CCASS ID:B01829
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SFC licences & institution history

Currently licensed
SFC ID:AOK809

Huatai Financial Holdings (Hong Kong) Limited

Licences of Huatai Financial Holdings (Hong Kong) Limited (AOK809)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2007.04.04—Present
TYPE 2Dealing in futures contracts
  • 2009.06.22—Present
TYPE 3Leveraged foreign exchange trading
  • 2025.02.17—Present
TYPE 4Advising on securities
  • 2010.02.11—Present
TYPE 6Advising on corporate finance
  • 2014.08.05—Present
TYPE 7Providing automated trading services
  • 2023.07.10—Present
TYPE 9Asset management
  • 2009.05.25—Present