Webb-site Legacy

HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司

SFC Licensed

CCASS ID:B01829

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions CCASS Distribution

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	2014-08-05	-
C	Advising on securities	2010-02-11	-
C	Asset management	2009-05-25	-
C	Automated trading services	2023-07-10	-
C	Dealing in futures contracts	2009-06-22	-
C	Dealing in securities	2007-04-04	-
C	Leveraged foreign exchange trading	2025-02-17	-