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SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司

SFC Licensed
SFC ID:AAC927
CCASS ID:B01115
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SFC licences & institution history

Currently licensed
SFC ID:AAC927

Shenwan Hongyuan Securities (H.K.) Limited

4 former names

  1. Morgan Grenfell Asia & Partners (HK) Limited

    Earlier period—1990.07.11

    SFC name change: 1990.07.11

    No SFO licence period listed under this name

  2. Ong & Company (H.K.) Limited

    1990.07.11—1993.07.01

    SFC name change: 1993.07.01

    No SFO licence period listed under this name

  3. Shanghai Hong Kong International Securities Limited

    1993.07.01—1996.11.11

    SFC name change: 1996.11.11

    No SFO licence period listed under this name

  4. Shenyin Wanguo Securities (H.K.) Limited

    1996.11.11—2015.05.21

    SFC name change: 2015.05.21

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  5. Shenwan Hongyuan Securities (H.K.) Limited

    2015.05.21—Registered name

    Licences in this name periodTYPE 1TYPE 4
Licences of Shenwan Hongyuan Securities (H.K.) Limited (AAC927)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.03.30
  • 2022.06.21—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.03.30
TYPE 7Providing automated trading services
  • 2003.04.01—2003.09.11
TYPE 9Asset management
  • 2003.04.01—2004.03.30