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SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司

SFC Licensed
SFC ID:AAC927
CCASS ID:B01115
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Licensed staff trend
Monthly unique staff snapshots from the SFC licence register
0
Latest monthly change: 0

A person with multiple activities is counted once in each monthly snapshot.

Licensed personnel flows

Derived from public SFC principal history. This is not a complete employment history; overlapping or tied records are not assigned a direction.

Main Board
No.NamePositionFromUntilGender
No data available
SFC Licenses
RO = Responsible Officer; Rep = Representative
NameSFC IDLicencesFromUntilGender
1 Cheng Hoi Wa (SFC:ARM926) 鄭凱華ARM926
2021-08-05--
2 Guo Yanting (SFC:AXC579) 郭妍婷AXC579
2024-07-31--
3 Guo Rui (SFC:BDA213) 郭睿BDA213
2025-11-05--
4 Ho Kai Kin (SFC:APQ511) 何啟建APQ511
2021-02-17--
5 Lai King Wai (SFC:AQC312) 黎景威AQC312
2017-03-08--
6 Lau Yuen Hung (SFC:ADC124) 劉婉鴻ADC124
2022-03-01--
7 Li Sung Tat (SFC:AUN103) 李崇達AUN103
2024-02-23--
8 Liang Jun (SFC:BIN429) 梁鈞BIN429
2021-06-25-M
9 Liu Joseph (SFC:AXD120)AXD120
2022-06-21-M
10 Luo Hongwei (SFC:BVL696)BVL696
2024-12-17--
11 Shin Yuna (SFC:BUK231) 申有懦BUK231
2024-02-27--
12 Sun Haoru (SFC:BCN936) 孫浩如BCN936
2024-09-25--
13 Yin Ruihan (SFC:BDE131) 尹蕤菡BDE131
2022-02-25--
14 Yu Lili (SFC:BRX822) 俞力黎BRX822
2023-10-12--
15 Zhang Yibo (SFC:AZX335) 張亦波AZX335
2024-02-16--
16 Au Cheuk Hei (SFC:AVP020) 區焯睎AVP020
2023-12-27--
17 Cao Yingting (SFC:BET953) 曹穎婷BET953
2015-03-16--
18 Chan Man Yim (SFC:AAZ270) 陳文艷AAZ270
2003-04-01--
19 Chan Sheung Pun (SFC:AFU691) 陳尚斌AFU691
2003-04-01--
20 Chan Suk Ching (SFC:AGO750) 陳淑貞AGO750
2003-04-01--
21 Chan Dominic Tor Ming (SFC:ABM257) 陳多明ABM257
2003-04-01-M
22 Chan Yuet Ngor (SFC:AAF715) 陳月娥AAF715
2003-04-01-F
23 Chan Sau Mei (SFC:ADA700) 陳秀美ADA700
2005-09-26--
24 Chan Kui Hung (SFC:ACL117) 陳鉅洪ACL117
2006-06-21--
25 Chan Benny Wing Leong (SFC:AVQ770) 陳永亮AVQ770
2010-08-12-M
26 Chan Maggie Po Ling (SFC:ACR167) 陳寶玲ACR167
2013-08-08-F
27 Chan Wei Kwun (SFC:AFE988) 陳維鈞AFE988
2020-09-17--
28 Chan Sze (SFC:BOK502) 陳詩BOK502
2021-11-24--
29 Chan Polly Wai Tai (SFC:AMM338) 陳偉娣AMM338
2021-11-30-F
30 Chang Hui Miao (SFC:AUP393) 張輝苗AUP393
2019-11-12--
31 Chau Thomas Ching On (SFC:ABC223) 周靖安ABC223
2009-02-03--
32 Chen Shih Chieh (SFC:AOV514) 陳世傑AOV514
2012-01-26--
33 Chen Yuexi (SFC:BRA461) 陈玥锡BRA461
2021-04-21--
34 Chen Yanyu (SFC:BUT516) 陈彦羽BUT516
2025-04-14--
35 Chen Jixun (SFC:BUI029) 陳濟洵BUI029
2026-02-06--
36 Chen Yixin (SFC:BYC768) 陳以心BYC768
2026-06-11--
37 Cheng Tak Choi (SFC:ADO907) 鄭德財ADO907
2020-12-15--
38 Cheong Chi To (SFC:AEA518) 莊志濤AEA518
2003-04-01--
39 Cheung Man Sang (SFC:ADW470) 張文生ADW470
2003-12-04--
40 Cheung Thomas Hin Man (SFC:AAK302) 張憲民AAK302
2004-05-12-M
41 Cheung Kin Hang (SFC:ARA266) 張建恆ARA266
2019-02-08--
42 Chin Yin Chong (SFC:BDX129) 錢燕莊BDX129
2014-09-24--
43 Ching Wan (SFC:AOX955) 程云AOX955
2007-06-13--
44 Chiu Ming (SFC:AFZ137) 趙明AFZ137
2003-04-01-M
45 Choi Che Kin (SFC:AEA835) 蔡志堅AEA835
2003-04-01--
46 Chow Chee (SFC:AFD151) 周琦AFD151
2005-05-24--
47 Chu Wai Lun (SFC:ATR167) 朱偉倫ATR167
2022-03-09--
48 Chui Chun Sing (SFC:BEB212) 徐進昇BEB212
2023-07-07--
49 Dou Ruirui (SFC:AUH943) 竇瑞瑞AUH943
2014-02-07--
50 Du Xu (SFC:AZC459) 杜栩AZC459
2021-08-12--
51 Gao Jiayuan (SFC:BTF006) 高嘉苑BTF006
2025-02-12--
52 Gong Jessica Jiahui (SFC:BXY804)BXY804
2026-05-04--
53 Ha James Ka Chun (SFC:AAU951) 夏家俊AAU951
2019-10-25-M
54 Ho Si Man (SFC:AGO009) 何詩敏AGO009
2003-04-01--
55 Hong Xianyi (SFC:BXX161) 洪賢毅BXX161
2026-04-29--
56 Hu Zhaoling (SFC:ARI047) 胡昭玲ARI047
2013-07-30--
57 Hu Boyu (SFC:BET781) 胡博宇BET781
2026-04-20--
58 Hui Ching (SFC:AEB938) 許征AEB938
2003-04-01--
59 Kang Xing (SFC:APF685) 康惺APF685
2007-12-04--
60 Kung Hak Keung (SFC:AEM978) 龔克強AEM978
2005-06-08--
61 Kwai Ida Yee Man (SFC:ABP503) 桂綺雯ABP503
2009-03-02-F
62 Kwan Pik Ngan (SFC:AAF837) 關碧顏AAF837
2003-04-01--
63 Kwan Aaron Kwok Ho (SFC:BPB225) 關國豪BPB225
2019-11-12-M
64 Lai Cheong (SFC:AGE548) 黎昌AGE548
2003-04-01--
65 Lai Christine Nga Sze (SFC:AKJ086) 黎雅詩AKJ086
2009-02-16-F
66 Lai Sau Han (SFC:AVR819) 黎秀嫻AVR819
2010-09-09--
67 Lam Shing (SFC:AGW566) 林盛AGW566
2003-04-01--
68 Lam Ronald Shu Lok (SFC:ADH204) 林樹樂ADH204
2005-07-19-M
69 Lam Chun Fat (SFC:AOU531) 林振發AOU531
2007-04-12--
70 Lam Mau Kit (SFC:AGG287) 林茂傑AGG287
2020-04-06--
71 Lam Eric Tak Shing (SFC:AAI558) 林德成AAI558
2026-09-14-M
72 Lao Hong Fat (SFC:AQQ127) 劉康發AQQ127
2026-09-18--
73 Lau Dick Man (SFC:AGC688) 劉滌文AGC688
2005-07-29-M
74 Lee Cheuk Ming (SFC:ABN674) 李卓明ABN674
2003-04-01--
75 Lee Alexander Kit Chiu (SFC:AHC196) 李潔釗AHC196
2003-04-01-M
76 Lee Wai Leung (SFC:AFU268) 李惠樑AFU268
2005-05-24--
77 Lee Wun Mei (SFC:ARW393) 李煥美ARW393
2008-11-14--
78 Lee Yuen Ting (SFC:AZE975) 李婉婷AZE975
2022-03-11--
79 Lee Ho (SFC:BHN975) 李浩BHN975
2023-11-14--
80 Leung Chun Sau (SFC:AQD156) 梁俊修AQD156
2008-01-03--
81 Leung Yun Kwai (SFC:AAA612) 梁潤貴AAA612
2008-03-13--
82 Leung Siu Mui (SFC:ACD945) 梁少梅ACD945
2008-11-05--
83 Leung Po Hung (SFC:BIH003) 梁寶紅BIH003
2019-10-14--
84 Li Lee Ming (SFC:ABW204) 李利明ABW204
2003-04-01--
85 Li Eric Kwong Chee (SFC:AUR981) 李廣志AUR981
2014-06-11-M
86 Li Wai Kit (SFC:BLC096) 李偉杰BLC096
2021-07-07--
87 Li Mao (SFC:BOI880) 李懋BOI880
2022-06-06--
88 Li Junyi (SFC:BFN413) 李俊儀BFN413
2024-07-31--
89 Liang Aitong (SFC:BRI413) 梁藹彤BRI413
2023-08-16--
90 Liang Heng (SFC:BLJ233) 梁恒BLJ233
2026-07-17--
91 Lin Xiao Tong (SFC:AFU015) 林小桐AFU015
2003-04-01--
92 Lin Mengxia (SFC:BMR359) 林夢霞BMR359
2022-11-16--
93 Ling Wai Man (SFC:AFW038) 凌慧敏AFW038
2003-04-01--
94 Liu Wai Hong (SFC:AGA689) 柳維翰AGA689
2003-12-01--
95 Liu Yin (SFC:AUO116) 劉寅AUO116
2010-01-22--
96 Liu Yijun (SFC:BOQ791) 劉奕君BOQ791
2019-08-05--
97 Liu Yinan (SFC:AYC674) 劉逸南AYC674
2023-09-19--
98 Liu Chenyan (SFC:BUS255) 刘晨妍BUS255
2025-06-25--
99 Liu Fei (SFC:BTX723) 劉菲BTX723
2026-03-16--
100 Lo Raymond Cheung Wai (SFC:AAF561) 盧章偉AAF561
2019-11-12-M
101 Lui Sum Chuen (SFC:ADK291) 呂森銓ADK291
2003-04-01--
102 Ma Hau Wing (SFC:ACP250) 馬孝榮ACP250
2003-04-01--
103 Ma Jianbei (SFC:BUO811) 馬劍蓓BUO811
2024-02-09--
104 Mak Wai Hung (SFC:AAF356) 麥偉鴻AAF356
2003-04-01--
105 Mak Kit Ying (SFC:AEP598) 麥潔英AEP598
2007-09-04--
106 Ng Kwok Kee (SFC:AAG224) 吳國基AAG224
2015-12-31--
107 Pang Kwan (SFC:AWN156) 彭堃AWN156
2021-08-20--
108 Qiao Lepeng (SFC:BJL075) 喬樂朋BJL075
2018-12-20--
109 Shen Jian (SFC:AXC580) 沈堅AXC580
2011-05-24--
110 Shuen Barbara Lai Kuen (SFC:AAE792) 旋麗娟AAE792
2010-11-03-F
111 Sit Andrew Man Lung (SFC:AFV444) 薛文龍AFV444
2003-04-01-M
112 Siu Yee Man (SFC:BRP012) 蕭綺文BRP012
2021-08-20--
113 Sun Lijun (SFC:ANM157) 孫丽君ANM157
2006-06-06--
114 Sun Yilin (SFC:BMW155) 孫懿琳BMW155
2021-08-20--
115 Tam Ka Lun (SFC:BFN555) 譚家倫BFN555
2021-05-17--
116 Tang Ho Chung (SFC:AEY738) 鄧浩驄AEY738
2004-07-15--
117 Tang Yuk Sum (SFC:AFZ141) 鄧鈺琛AFZ141
2005-05-25--
118 Tau Ling Ling (SFC:AIS612) 竇玲玲AIS612
2006-03-16-F
119 To Yung (SFC:ANT600) 杜勇ANT600
2006-08-08--
120 Tsang Joanna Sik Mui (SFC:AFT611) 曾惜妹AFT611
2003-04-01-F
121 Tsang Suet Mui (SFC:ADQ232) 曾雪梅ADQ232
2005-08-02--
122 Tsang Siu Wan (SFC:ASN685) 曾小雲ASN685
2009-04-01--
123 Tse Yung (SFC:AQT264) 謝勇AQT264
2008-04-03--
124 Tsoi Mei Fong (SFC:ANR955) 蔡美芳ANR955
2007-11-05--
125 Tsui Lucy Hung (SFC:AEA482) 徐虹AEA482
2003-04-01-F
126 Wei Like (SFC:AWC816) 韋立可AWC816
2022-05-20--
127 Weng Andrew Yi Jiong (SFC:AEY638) 翁以炯AEY638
2003-04-01-M
128 Wong Kai Cheung (SFC:AFG684) 黃啟祥AFG684
2005-05-18--
129 Wong Tsin Man (SFC:AHX018) 王芊文AHX018
2006-07-31--
130 Wong San Kuen (SFC:ACD046) 王新娟ACD046
2007-10-31--
131 Wong Eric Chi Lok (SFC:AUJ960) 黃智樂AUJ960
2010-01-04-M
132 Wong Tiffany Mei Wah (SFC:ALN165) 黃美華ALN165
2020-02-24-F
133 Wong Wai Fun (SFC:APK768) 黃慧芬APK768
2020-07-15--
134 Wong Yuen Chong Veronica (SFC:BPN773) 黃婉莊BPN773
2020-08-17-F
135 Wong Shun King (SFC:BLW758) 黃順景BLW758
2024-03-27--
136 Wu Simon Kwok Wai (SFC:AAS502) 鄔國威AAS502
2005-08-02-M
137 Wu Yuqing (SFC:BVK355) 吳宇清BVK355
2025-07-04--
138 Xiao Liyun (SFC:BGL595) 肖莉韵BGL595
2015-11-03--
139 Xiong Yan (SFC:BPA567) 熊岩BPA567
2026-04-16--
140 Yan Chun Ming (SFC:ANM128) 甄俊明ANM128
2023-12-19--
141 Yang Han (SFC:BIX762) 阳焓BIX762
2020-08-27--
142 Yang Yunfeng (SFC:BSJ590) 杨云峰BSJ590
2024-09-03--
143 Yang Qinglin (SFC:BXV265) 楊清林BXV265
2026-04-22--
144 Yao Chunguan (SFC:BOB129) 姚春觀BOB129
2022-11-04--
145 Yeung Wai Man (SFC:AFN632) 楊慧敏AFN632
2004-02-12--
146 Yeung Mandy Wai Han (SFC:APN680) 楊慧嫻APN680
2007-09-10-F
147 Yip Chung Yin (SFC:AKR458) 葉頌賢AKR458
2005-09-09--
148 Yip Kin (SFC:AFC236) 葉堅AFC236
2020-05-05--
149 Yu Wai Hang (SFC:ASK839) 余偉恒ASK839
2009-02-16--
150 Yu Luxi (SFC:BRW617) 虞露曦BRW617
2021-12-20--
151 Yuen Eddy Siu Keung (SFC:AEE177) 阮紹強AEE177
2009-02-03-M
152 Zhai Yu (SFC:BTY292) 翟渝BTY292
2025-05-12--
153 Zhai Xinyao (SFC:BYA319) 翟欣瑶BYA319
2026-05-11--
154 Zhang Xing (SFC:BAC481) 張醒BAC481
2012-09-05--
155 Zhang Yujie (SFC:BRY991) 张玉洁BRY991
2022-02-14--
156 Zhang Yiran (SFC:BHP832) 張依然BHP832
2025-05-30--
157 Zhang Jinyan (SFC:BXE336) 張晉炎BXE336
2025-11-18--
158 Zhao Bowen (SFC:BMF161) 趙博聞BMF161
2022-03-11-M
159 Zhou Churui (SFC:BYP081) 周楚芮BYP081
2026-09-24--