Chau, Thomas Ching On 周靖安

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-02-03	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-02-03	-
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2004-02-21	2009-01-31
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2003-10-24	2009-01-31
GREAT BAY SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-25
	Rep	Advising on securities	2003-04-01	2003-07-25
	Rep	Asset management	2003-04-01	2003-07-25
	Rep	Dealing in securities	2003-04-01	2003-07-25
PACIFIC CHALLENGE FUTURES HONG KONG LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-07-25
	Rep	Asset management	2003-04-01	2003-07-25
	Rep	Dealing in futures contracts	2003-04-01	2003-07-25

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-02-03	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-02-03	-
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2004-02-21	2009-01-31
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2003-10-24	2009-01-31
GREAT BAY SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-25
	Rep	Advising on securities	2003-04-01	2003-07-25
	Rep	Asset management	2003-04-01	2003-07-25
	Rep	Dealing in securities	2003-04-01	2003-07-25
PACIFIC CHALLENGE FUTURES HONG KONG LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-07-25
	Rep	Asset management	2003-04-01	2003-07-25
	Rep	Dealing in futures contracts	2003-04-01	2003-07-25