| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-11-03 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-11-03 | - |
| FT Securities Limited | Rep | Advising on futures contracts | 2005-09-30 | 2010-10-31 |
| Rep | Dealing in futures contracts | 2005-09-30 | 2010-10-31 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-10-14 | |
| Rep | Advising on securities | 2003-04-01 | 2004-10-14 | |
| Rep | Asset management | 2003-04-01 | 2004-10-14 | |
| Rep | Dealing in securities | 2003-04-01 | 2010-10-31 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-10-14 |
| Rep | Asset management | 2003-04-01 | 2004-10-14 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-10-04 |
No HKMA registrations in the collected records.