Personnel SFC Licences and HKMA Registrations (ID 94396)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2010-03-26	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2008-03-13	-
GAOYU SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-04-30
	Rep	Advising on securities	2003-04-01	2003-04-30
	Rep	Asset management	2003-04-01	2003-04-30
	Rep	Dealing in securities	2003-04-01	2003-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.