Personnel Hong Kong SFC License Details (ID 94372)

Personnel Hong Kong SFC License Details (ID 94372)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-02-16	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-02-16	-
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2006-09-18	2007-06-30
	Rep	Dealing in securities	2006-05-11	2007-06-30
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2004-06-11	2006-05-10
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2004-06-11	2006-05-10