| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2024-07-31 | - |
| Rep | Dealing in securities | 2024-07-31 | - | |
| CMB International Capital Limited | Rep | Advising on corporate finance | 2021-04-27 | 2023-05-04 |
| Rep | Dealing in securities | 2021-04-27 | 2023-05-04 | |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-02-13 | 2021-04-07 |
| Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2019-02-13 | 2021-04-07 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2015-05-26 | 2019-01-19 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-05-26 | 2019-01-19 |
| Rep | Dealing in securities | 2015-05-26 | 2019-01-19 |
No HKMA registrations in the collected records.