| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2022-11-04 | - |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2022-11-04 | 2023-05-15 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2022-11-04 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2021-03-01 | 2022-10-13 |
| Rep | Dealing in securities | 2019-02-01 | 2022-10-13 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2019-02-01 | 2022-10-13 |
No HKMA registrations in the collected records.