Dou, Ruirui 竇瑞瑞

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2014-02-07	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2014-02-07	-
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-11-04	2013-12-31
Mason Securities Limited	Rep	Dealing in securities	2012-03-26	2013-12-31
KGI ASIA LIMITED	Rep	Dealing in securities	2010-01-08	2012-03-17
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-11	2009-12-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2014-02-07	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2014-02-07	-
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-11-04	2013-12-31
Mason Securities Limited	Rep	Dealing in securities	2012-03-26	2013-12-31
KGI ASIA LIMITED	Rep	Dealing in securities	2010-01-08	2012-03-17
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-11	2009-12-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.