| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-04-01 | - |
| Rep | Advising on futures contracts | 2003-04-01 | 2003-05-29 |
| Rep | Asset management | 2003-04-01 | 2003-05-29 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-04-01 | - |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-05-29 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-29 |
| Rep | Asset management | 2003-04-01 | 2003-05-29 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-11 |
| SHENYIN WANGUO BROKERAGE (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-05-29 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-29 |
| Rep | Asset management | 2003-04-01 | 2003-05-29 |
| Rep | Dealing in securities | 2003-04-01 | 2003-05-29 |