| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-12-15 | - |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-05-22 | 2019-11-15 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-04-16 | 2020-11-30 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-03-08 | 2019-03-25 |
| VC BROKERAGE LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-08-26 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-06-08 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-08 |
| Rep | Asset management | 2003-04-01 | 2004-06-08 |
| Rep | Dealing in securities | 2003-04-01 | 2016-03-01 |
| VC FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-06-08 |
| Rep | Asset management | 2003-04-01 | 2004-06-08 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2016-03-01 |