Personnel SFC Licences and HKMA Registrations (ID 2313552)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2023-09-13	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2023-07-07	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2021-10-15	2023-06-09
Mighty Divine Investment Management Limited	Rep	Asset management	2020-05-05	2021-08-06
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2015-04-16	2020-04-26
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-04-16	2020-04-26
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2014-08-29	2015-04-10
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2014-08-29	2015-04-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.