Xiong, Yan (SFC:BPA567) 熊岩

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Advising on securities	2026-04-16	-
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2021-09-27	2025-06-30
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-10-30	2021-08-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Advising on securities	2026-04-16	-
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2021-09-27	2025-06-30
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-10-30	2021-08-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.