| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-08-02 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-08-02 | - |
| REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-11-14 | 2005-08-02 |
| WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-11-14 | 2005-08-02 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-11-14 |
| Rep | Advising on securities | 2003-04-01 | 2003-11-14 |
| Rep | Dealing in securities | 2003-04-01 | 2003-11-14 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-04-01 | 2003-11-14 |