| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2026-03-16 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2026-03-16 | - |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | Advising on futures contracts | 2025-11-07 | - |
| RO | Advising on securities | 2025-11-07 | - | |
| Rep | Advising on futures contracts | 2023-07-20 | 2025-11-07 | |
| Rep | Advising on securities | 2023-07-20 | 2025-11-07 |