Personnel Hong Kong SFC License Details (ID 85429)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-08-08	-
KING FOOK SECURITIES COMPANY LIMITED	RO	Dealing in securities	2008-12-16	2013-07-26
	Rep	Advising on corporate finance	2003-04-01	2003-08-28
	Rep	Advising on securities	2003-04-01	2003-08-28
	Rep	Asset management	2003-04-01	2003-08-28
	Rep	Dealing in securities	2003-04-01	2008-12-16