Personnel Hong Kong SFC License Details (ID 94382)

Personnel Hong Kong SFC License Details (ID 94382)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2005-07-19	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-07-19	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-06-10	2005-07-14
	RO	Dealing in futures contracts	2003-07-24	2004-06-10
CITIC Securities Brokerage (HK) Limited	Rep	Advising on corporate finance	2003-04-01	2003-06-25
	Rep	Providing automated trading services	2003-04-01	2004-03-11
	Rep	Advising on securities	2003-04-01	2005-07-14
	Rep	Asset management	2003-04-01	2005-07-14
	Rep	Dealing in securities	2003-04-01	2005-07-14
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-04-01	2003-07-24