| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-07-19 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-07-19 | - |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-06-10 | 2005-07-14 |
| RO | Dealing in futures contracts | 2003-07-24 | 2004-06-10 | |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-06-25 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-03-11 | |
| Rep | Advising on securities | 2003-04-01 | 2005-07-14 | |
| Rep | Asset management | 2003-04-01 | 2005-07-14 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-07-14 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-04-01 | 2003-07-24 |
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