Ha, James Ka Chun 夏家俊

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2019-10-25	-
	RO	Dealing in securities	2005-09-05	2019-10-25
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2005-05-31	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-05-31	2005-09-05
REXCAPITAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-02-23
	Rep	Asset management	2003-04-01	2004-02-23
	Rep	Dealing in futures contracts	2003-04-01	2005-05-27
WINGS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-23
	Rep	Advising on securities	2003-04-01	2004-02-23
	Rep	Asset management	2003-04-01	2004-02-23
	Rep	Dealing in securities	2003-04-01	2005-05-27

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2019-10-25	-
	RO	Dealing in securities	2005-09-05	2019-10-25
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2005-05-31	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-05-31	2005-09-05
REXCAPITAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-02-23
	Rep	Asset management	2003-04-01	2004-02-23
	Rep	Dealing in futures contracts	2003-04-01	2005-05-27
WINGS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-23
	Rep	Advising on securities	2003-04-01	2004-02-23
	Rep	Asset management	2003-04-01	2004-02-23
	Rep	Dealing in securities	2003-04-01	2005-05-27