| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-10-25 | - |
| RO | Dealing in securities | 2005-09-05 | 2019-10-25 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-05-31 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-05-31 | 2005-09-05 |
| REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-23 |
| Rep | Asset management | 2003-04-01 | 2004-02-23 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-05-27 | |
| WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-23 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-23 | |
| Rep | Asset management | 2003-04-01 | 2004-02-23 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-05-27 |
No HKMA registrations in the collected records.