Personnel Hong Kong SFC License Details (ID 97786)

Personnel Hong Kong SFC License Details (ID 97786)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2020-05-05	-
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-12-12	2020-04-10
China Vered Securities Limited	Rep	Dealing in securities	2018-09-11	2018-12-04
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2016-08-12	2018-09-06
VC BROKERAGE LIMITED	Rep	Dealing in securities	2015-11-10	2016-08-02
	Rep	Providing automated trading services	2003-04-01	2003-08-26
	Rep	Advising on corporate finance	2003-04-01	2004-06-08
	Rep	Advising on securities	2003-04-01	2004-06-08
	Rep	Asset management	2003-04-01	2004-06-08
	Rep	Dealing in securities	2003-04-01	2015-10-24