| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-12-31 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-12-31 | - |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-07-04 | 2015-07-31 |
| Rep | Dealing in securities | 2013-07-04 | 2015-07-31 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-11-25 | 2015-07-31 |
| Rep | Dealing in futures contracts | 2004-11-25 | 2015-07-31 |
| RBC FUTURES SERVICES (ASIA) LIMITED | Rep | Asset management | 2003-04-01 | 2003-06-18 |
| Rep | Advising on futures contracts | 2003-04-01 | 2005-09-30 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-09-30 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-18 |
| Rep | Asset management | 2003-04-01 | 2004-02-18 |
| Rep | Advising on securities | 2003-04-01 | 2015-07-31 |
| Rep | Dealing in securities | 2003-04-01 | 2015-07-31 |