| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2022-05-20 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2018-11-19 | 2021-06-20 |
| Rep | Dealing in securities | 2018-11-19 | 2021-06-20 | |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Advising on securities | 2017-09-22 | 2017-10-17 |
| Rep | Dealing in securities | 2017-09-22 | 2017-10-17 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2016-12-14 | 2017-09-15 |
| Rep | Dealing in securities | 2016-12-14 | 2017-09-15 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-10-21 | 2011-10-10 |
| Rep | Dealing in securities | 2010-10-21 | 2011-10-10 |
No HKMA registrations in the collected records.