| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2026-09-18 | - |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on futures contracts | 2026-09-18 | - |
| Rep | Advising on securities | 2026-09-18 | - | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2026-09-18 | - |
| VALUABLE CAPITAL LIMITED | RO | Advising on futures contracts | 2023-06-01 | 2026-07-14 |
| RO | Advising on securities | 2023-06-01 | 2026-07-14 | |
| RO | Asset management | 2023-06-01 | 2026-07-14 | |
| RO | Dealing in futures contracts | 2021-10-07 | 2026-07-14 | |
| RO | Dealing in securities | 2021-10-07 | 2026-07-14 | |
| Rep | Dealing in futures contracts | 2021-06-18 | 2021-10-07 | |
| Rep | Dealing in securities | 2021-05-25 | 2021-10-07 | |
| VMI Securities Limited | Rep | Dealing in securities | 2021-04-23 | 2021-05-03 |
| Emperor Asset Management Limited | Rep | Asset management | 2018-02-20 | 2021-03-19 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-06-18 | 2021-03-19 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2014-06-18 | 2021-03-19 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2013-05-13 | 2014-05-16 |
| Rep | Dealing in securities | 2013-05-13 | 2014-05-16 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-12-24 | 2013-04-25 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2012-11-07 | 2013-04-25 |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2008-03-06 | 2010-05-07 |
| Rep | Dealing in futures contracts | 2008-03-06 | 2010-05-07 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2008-03-06 | 2010-05-07 |
| Rep | Dealing in securities | 2008-03-06 | 2012-11-01 |
No HKMA registrations in the collected records.