| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-02-08 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2019-01-10 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2018-08-16 | 2018-11-09 |
| Rep | Dealing in futures contracts | 2018-08-16 | 2018-11-09 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-09-20 | 2018-08-05 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-09-20 | 2018-08-05 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-03-18 | 2010-09-19 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-03-18 | 2010-09-19 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-05-13 | 2009-04-07 |