Personnel Hong Kong SFC License Details (ID 2233445)

Personnel Hong Kong SFC License Details (ID 2233445)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	RO	Advising on securities	2022-06-21	-
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	RO	Advising on corporate finance	2022-02-25	-
	RO	Advising on securities	2022-02-25	-
	RO	Dealing in securities	2022-02-25	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	RO	Dealing in securities	2022-02-25	-
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2021-11-02	2022-02-25
	Rep	Advising on securities	2021-11-02	2022-02-25
	Rep	Dealing in securities	2021-11-02	2022-02-25
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2021-11-02	2022-02-25
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2018-06-25	2021-08-06
	Rep	Dealing in securities	2018-06-25	2021-08-06
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2017-06-26	2018-05-10
	Rep	Asset management	2017-06-26	2018-05-10
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2017-06-26	2021-08-06
	Rep	Dealing in securities	2017-06-26	2021-08-06
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-06-12	2017-05-19
SHENG YUAN SECURITIES LIMITED	Rep	Advising on securities	2014-03-24	2015-05-01
	Rep	Dealing in securities	2014-03-24	2015-05-01