Personnel SFC Licences and HKMA Registrations (ID 31011489)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2026-02-06	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2026-02-06	-
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2024-12-09	2026-01-11
	Rep	Dealing in securities	2024-10-29	2026-01-11
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2023-12-13	2024-09-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.