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WIN WONG SECURITIES LIMITED 宏旺證券有限公司

SFC Licensed
SFC ID:ABE941
CCASS ID:B01407
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Public Disciplinary Actions
SFC bans Ma Kwok Ho and Gee King Yip, ex-Win Wong Securities Ltd, for for 2 years and 16 months respectively
SFC
SFC, 09-Nov-2021
For unauthorised discretionary trading in client accounts.
Orgs
People
SFC fines Win Wong Securities Ltd, Chan Sin Keung & Kwan Tart Yung
SFC, 03-Mar-2009
Orgs
People