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WIN WONG SECURITIES LIMITED 宏旺證券有限公司

SFC Licensed
SFC ID:ABE941
CCASS ID:B01407
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SFC licences & institution history

Currently licensed
SFC ID:ABE941

Win Wong Securities Limited

1 former names

  1. Wide Year Investments Limited

    Earlier period—1992.06.25

    SFC name change: 1992.06.25

    No SFO licence period listed under this name

  2. Win Wong Securities Limited

    1992.06.25—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Win Wong Securities Limited (ABE941)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.03.31
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.03.31
TYPE 9Asset management
  • 2003.04.01—2004.03.31