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CATHAY SECURITIES (HONG KONG) LIMITED 國泰證券(香港)有限公司

SFC Licensed
SFC ID:APO491
CCASS ID:B01848
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SFC licences & institution history

Currently licensed
SFC ID:APO491

Cathay Securities (Hong Kong) Limited

1 former names

  1. Horizon Securities (Hong Kong) Limited

    Earlier period—2015.09.10

    SFC name change: 2015.09.10

    Licences in this name periodTYPE 1TYPE 4

  2. Cathay Securities (Hong Kong) Limited

    2015.09.10—Registered name

    Licences in this name periodTYPE 1TYPE 4
Licences of Cathay Securities (Hong Kong) Limited (APO491)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2007.11.27—Present
TYPE 4Advising on securities
  • 2007.11.27—Present