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CATHAY SECURITIES (HONG KONG) LIMITED Hong Kong SFC License Details
CATHAY SECURITIES (HONG KONG) LIMITED 國泰證券(香港)有限公司
SFC Licensed
SFC ID:
APO491
CCASS ID:
B01848
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on securities
2007-11-27
-
C
Dealing in securities
2007-11-27
-