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CATHAY SECURITIES (HONG KONG) LIMITED 國泰證券(香港)有限公司

SFC Licensed
SFC ID:APO491
CCASS ID:B01848
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Licensed staff trend
Monthly unique staff snapshots from the SFC licence register
0
Latest monthly change: 0

A person with multiple activities is counted once in each monthly snapshot.

Licensed personnel flows

Derived from public SFC principal history. This is not a complete employment history; overlapping or tied records are not assigned a direction.

Main Board
No.NamePositionFromUntilGender
No data available
SFC Licenses
RO = Responsible Officer; Rep = Representative
NameSFC IDLicencesFromUntilGender
1 Chen Chi-Wu (SFC:BGH475) 陳計伍BGH475
2017-10-31--
2 Lam Kevin Kai Wing (SFC:ABM100) 林繼榮ABM100
2018-10-15-M
3 Chang Cheng Yu (SFC:BOP561) 張承祐BOP561
2019-07-17--
4 Kung Hwei Kuok (SFC:AWI434) 龔惠国AWI434
2026-01-14--
5 Kwan Pak Him (SFC:BDU278) 關柏謙BDU278
2018-10-30--
6 Kwan Kai Yiu (SFC:AVH540) 關啟堯AVH540
2026-11-06--
7 Ren Wenqi (SFC:BYK808) 任汶琪BYK808
2026-07-31--
8 Yang Huai Yu (SFC:BUY859) 楊懷昱BUY859
2024-05-22--
9 Zhang Yu (SFC:BYE792) 張鈺BYE792
2026-07-06--