Personnel SFC Licences and HKMA Registrations (ID 97306)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2026-11-06	-
	Rep	Dealing in securities	2026-11-06	-
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2025-12-12	2026-01-16
	Rep	Dealing in securities	2025-12-12	2026-01-16
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2025-10-09	2025-12-01
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2025-10-09	2025-12-01
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-07-09	2024-08-05
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-07-09	2024-08-05
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-10-08	2021-06-16
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2018-10-08	2021-06-16
SKYVAST SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-10-16	2015-09-22
	Rep	Dealing in securities	2014-10-16	2015-09-22
XinKong International Securities Limited	Rep	Dealing in futures contracts	2010-12-31	2012-01-14
	Rep	Dealing in securities	2010-12-31	2012-01-14
Future Growth Financial Services Limited	Rep	Dealing in futures contracts	2010-06-29	2010-12-11
	Rep	Dealing in securities	2010-06-29	2010-12-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.