Webb-site Legacy

Home
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy Policy

KAISER SECURITIES LIMITED 嘉信証券有限公司

SFC Licensed
SFC ID:ABT487
CCASS ID:B01469
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Public Disciplinary Actions
SFC bans Mr Li Tak Wa, ex-Kaiser, for 15 months
SFC, 18-Jun-2014
Orgs
People
SFC fines Kaiser HK$1.7m for illegal activities in Macau
SFC, 07-May-2014
Apparently they were also fined MOP1.65m by the Monetary Authority of Macao, which does not publicise these things.
Orgs
SFC fines Fanny Ng Tak Lin HK$75k
SFC, 24-Dec-2007
Orgs
People
SFC fines Mr Ng Mau Chung HK$14k for poor standards and unintentional short selling of MAE (0851)
SFC, 16-Mar-2005
Orgs
People
Topics