Webb-site Legacy

Home

KAISER SECURITIES LIMITED 嘉信証券有限公司

SFC Licensed
SFC ID:ABT487
CCASS ID:B01469
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:ABT487

Kaiser Securities Limited

1 former names

  1. International Capital Securities Limited

    Earlier period—1997.04.25

    SFC name change: 1997.04.25

    No SFO licence period listed under this name

  2. Kaiser Securities Limited

    1997.04.25—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Kaiser Securities Limited (ABT487)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2005.02.18
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.02.18
TYPE 9Asset management
  • 2003.04.01—2005.02.18