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Public Disciplinary Actions
SFC fines Morgan Stanley HK$18.5m over internal control failures
SFC, 24-Aug-2016
It was a negotiated settlement and it is not clear how they arrived at HK$18.5m.
Orgs
SFC bans Christopher Ma Chun Leung & Wong Man Chung, ex-Morgan Stanley
SFC, 09-Jun-2014
Orgs
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