Webb-site Legacy

Home

Morgan Stanley Hong Kong Securities Limited

SFC Licensed
SFC ID:AAD401
CCASS ID:B01274
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AAD401

Morgan Stanley Hong Kong Securities Limited

2 former names

  1. Morgan Stanley Hong Kong Securities Limited

    Earlier period—1999.06.06

    SFC name change: 1999.06.06

    No SFO licence period listed under this name

  2. Morgan Stanley Dean Witter Hong Kong Securities Limited

    1999.06.06—2007.05.16

    SFC name change: 2007.05.16

    Licences in this name periodTYPE 1
  3. Morgan Stanley Hong Kong Securities Limited

    2007.05.16—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 7
Licences of Morgan Stanley Hong Kong Securities Limited (AAD401)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2010.11.30—Present
TYPE 7Providing automated trading services
  • 2013.07.23—Present