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SFC ID:ABI439
CCASS ID:B01423
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Public Disciplinary Actions
SFAT upholds SFC's decision to fine Prudential Brokerage Ltd & Mr Lau Shing Ngon
SFC, 20-Apr-2006
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Prudential Brokerage Ltd & Mr Lau Shing Ngon v SFC
SFAT, 19-Apr-2006
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SFC suspends Prudential Brokerage representatives for front-running
SFC, 19-Jun-1997
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