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PRUDENTIAL BROKERAGE LIMITED 信誠證券有限公司

SFC Licensed
SFC ID:ABI439
CCASS ID:B01423
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SFC licences & institution history

Currently licensed
SFC ID:ABI439

Prudential Brokerage Limited

Licences of Prudential Brokerage Limited (ABI439)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 7Providing automated trading services
  • 2003.04.01—2008.04.21
TYPE 9Asset management
  • 2003.04.01—Present