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Public Disciplinary Actions
SFC fines RBC Investment Services (Asia) Ltd HK$7.7m for mishandling client assets
SFC
SFC, 20-Jul-2022
Orgs
SFC fines Matthew Cheung Chun HK$21k for assisting an unlicensed person to conduct regulated activities
SFC, 01-Apr-2005
Orgs
People
SFC suspends Runter Yeung Hok Huen for 1 month for conducting unlicensed activities
SFC, 29-Mar-2005
Orgs
People