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RBC INVESTMENT SERVICES (ASIA) LIMITED 加皇投資理財有限公司

SFC Licensed
SFC ID:AAG176
CCASS ID:B01133
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SFC licences & institution history

Currently licensed
SFC ID:AAG176

RBC Investment Services (Asia) Limited

2 former names

  1. Richardson Greenshields of Canada (Pacific) Limited

    Earlier period—1997.01.29

    SFC name change: 1997.01.29

    No SFO licence period listed under this name

  2. RBC Dominion Securities (HK) Limited

    1997.01.29—1999.12.24

    SFC name change: 1999.12.24

    No SFO licence period listed under this name

  3. RBC Investment Services (Asia) Limited

    1999.12.24—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9
Licences of RBC Investment Services (Asia) Limited (AAG176)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2004.10.14—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2004.10.14—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.10.14
TYPE 9Asset management
  • 2003.04.01—2018.05.14