Webb-site Legacy

RBC INVESTMENT SERVICES (ASIA) LIMITED 加皇投資理財有限公司

SFC Licensed

CCASS ID:B01133

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions CCASS Distribution

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2004-10-14
C	Advising on futures contracts	2004-10-14	-
C	Advising on securities	-	-
C	Asset management	-	2018-05-14
C	Dealing in futures contracts	2004-10-14	-
C	Dealing in securities	-	-