Webb-site Legacy
En
Home
ROOFER SECURITIES LIMITED Public Disciplinary Actions
ROOFER SECURITIES LIMITED 路華證券有限公司
SFC Licensed
SFC ID:
AER871
CCASS ID:
B01664
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
SFC fines Roofer Securities Ltd HK$2.1m for mishandling client money
SFC
SFC, 29-Sep-2025
Orgs
SFC extends suspension of Ms Mary See Ting Hing for improper trading via clients' accounts
SFC, 11-Jul-2005
Orgs
People
SFC suspends Ms Mary See Ting Hing for 8 months for personal trading via clients' accounts and misallocating client's order
SFC, 16-Feb-2005
Orgs
People
SFC prosecutes Roofer Finance Co Ltd and Ms Sabrina Ngan On Nang
SFC, 11-Dec-2001
Orgs
People