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ROOFER SECURITIES LIMITED 路華證券有限公司

SFC Licensed
SFC ID:AER871
CCASS ID:B01664
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SFC licences & institution history

Currently licensed
SFC ID:AER871

Roofer Securities Limited

1 former names

  1. Million Enterprise Limited

    Earlier period—1998.04.24

    SFC name change: 1998.04.24

    No SFO licence period listed under this name

  2. Roofer Securities Limited

    1998.04.24—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Roofer Securities Limited (AER871)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.11.30
  • 2020.12.17—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.30
TYPE 9Asset management
  • 2003.04.01—2004.11.30