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Public Disciplinary Actions
SFC bans Mr Fok Chi Kin for 8 months
SFC, 22-Jun-2017
For taking a sales presentation and a client list with him when he moved from JPMorgan to BNP Paribas. He was stupid enough to send it out by e-mail.
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MMT report on insider dealing in COLI shares, Part 1
Market Misconduct Tribunal, 20-Aug-2009
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