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BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司

SFC Licensed
SFC ID:BNS488
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SFC licences & institution history

2019.01.01Institutions amalgamated

After amalgamation

Currently licensed
SFC ID:BNS488

BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED

Licences of BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED (BNS488)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2019.01.01—Present
TYPE 2Dealing in futures contracts
  • 2019.01.01—Present
TYPE 3Leveraged foreign exchange trading
  • 2026.06.02—Present
TYPE 4Advising on securities
  • 2019.01.01—Present
TYPE 5Advising on futures contracts
  • 2019.01.01—2020.09.10
TYPE 9Asset management
  • 2019.01.01—Present

Before amalgamation

Historical institution
SFC ID:ABA779

BNP PARIBAS ASSET MANAGEMENT ASIA Limited

3 former names

  1. ABN AMRO Asset Management (Far East) Limited

    Earlier period—1997.02.26

    SFC name change: 1997.02.26

    No SFO licence period listed under this name

  2. ABN AMRO Asset Management (Asia) Limited

    1997.02.26—2010.01.19

    SFC name change: 2010.01.19

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9

  3. BNP Paribas Investment Partners Aisa Limited

    2010.01.19—2017.06.01

    SFC name change: 2017.06.01

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9

  4. BNP PARIBAS ASSET MANAGEMENT ASIA Limited

    2017.06.01—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9
Licences of BNP PARIBAS ASSET MANAGEMENT ASIA Limited (ABA779)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2018.12.31
TYPE 4Advising on securities
  • 2003.04.01—2018.12.31
TYPE 5Advising on futures contracts
  • 2003.04.01—2018.12.31
TYPE 9Asset management
  • 2003.04.01—2018.12.31
Historical institution
SFC ID:AEK771

BNP Paribas Dealing Services Asia Limited

3 former names

  1. BNP Asset Management (Asia) Limited

    Earlier period—2000.06.14

    SFC name change: 2000.06.14

    No SFO licence period listed under this name

  2. BNP Paribas Asset Management Asia Limited

    2000.06.14—2010.07.26

    SFC name change: 2010.07.26

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9

  3. BNP Paribas Fin' AMS Asia Limited

    2010.07.26—2012.05.07

    SFC name change: 2012.05.07

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9

  4. BNP Paribas Dealing Services Asia Limited

    2012.05.07—Registered name

    Licences in this name periodTYPE 1TYPE 2
Licences of BNP Paribas Dealing Services Asia Limited (AEK771)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2018.12.31
TYPE 2Dealing in futures contracts
  • 2010.11.03—2018.12.31
TYPE 4Advising on securities
  • 2003.04.01—2010.11.03
TYPE 5Advising on futures contracts
  • 2003.04.01—2010.11.03
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.10.25
TYPE 9Asset management
  • 2003.04.01—2010.11.03