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SARASIN RABO INVESTMENT MANAGEMENT LIMITED Public Disciplinary Actions
SARASIN RABO INVESTMENT MANAGEMENT LIMITED 瑞士嘉盛萊寶投資管理有限公司
SFC Inactive
Dissolved
SFC ID:
ADV625
Key Data
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SFC Licenses
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Public Disciplinary Actions
Public Disciplinary Actions
SFC prohibits Mr Hu Junbo from re-entering the industry for 1 year
SFC, 18-May-2010
Orgs
People
SFC bans Emily Hui Chui Yiu for 2 years
SFC, 16-Mar-2010
Orgs
People
SFC reprimands Sarasin Rabo Investment Management Ltd & Mr Simon John Ruckert & accepts "voluntary payment" of HK$400k from him
SFC, 30-Mar-2006
Orgs
People