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SARASIN RABO INVESTMENT MANAGEMENT LIMITED Hong Kong SFC License Details
SARASIN RABO INVESTMENT MANAGEMENT LIMITED 瑞士嘉盛萊寶投資管理有限公司
SFC Inactive
Dissolved
SFC ID:
ADV625
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
2004-10-12
C
Advising on securities
-
2012-04-02
C
Asset management
-
2004-10-12
C
Dealing in securities
-
2012-04-02
Key Data
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SFC Licenses
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Public Disciplinary Actions