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SARASIN RABO INVESTMENT MANAGEMENT LIMITED 瑞士嘉盛萊寶投資管理有限公司

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SFC ID:ADV625
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SFC licences & institution history

No current licences
SFC ID:ADV625

Sarasin Rabo Investment Management Limited

1 former names

  1. Rabo Investment Management Ltd

    Earlier period—2002.07.15

    SFC name change: 2002.07.15

    No SFO licence period listed under this name

  2. Sarasin Rabo Investment Management Limited

    2002.07.15—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Sarasin Rabo Investment Management Limited (ADV625)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2012.04.02
TYPE 4Advising on securities
  • 2003.04.01—2012.04.02
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.10.12
TYPE 9Asset management
  • 2003.04.01—2004.10.12