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GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED Public Disciplinary Actions
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 國信證券(香港)資產管理有限公司
SFC Licensed
SFC ID:
AUX572
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Public Disciplinary Actions
Public Disciplinary Actions
SFC bans Mr Kwok Chau Mo (ex Guosen Securities) for 9 months
SFC, 28-May-2020
For dishonest and deliberate misconduct.
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