Webb-site Legacy

GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 國信證券(香港)資產管理有限公司

SFC Licensed

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on futures contracts	2011-10-28	2014-10-31
C	Advising on securities	2010-06-29	-
C	Asset management	2010-06-29	-
C	Dealing in securities	2011-10-28	-