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GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 國信證券(香港)資產管理有限公司

SFC Licensed
SFC ID:AUX572
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SFC licences & institution history

Currently licensed
SFC ID:AUX572

Guosen Securities (HK) Asset Management Company Limited

Licences of Guosen Securities (HK) Asset Management Company Limited (AUX572)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2011.10.28—Present
TYPE 4Advising on securities
  • 2010.06.29—Present
TYPE 5Advising on futures contracts
  • 2011.10.28—2014.10.31
TYPE 9Asset management
  • 2010.06.29—Present